Introduction
Functional foods describe designed food items that have been shown to be health-enhancing; however, they contain bioactive non-‘naturally occurring’ compounds, with the aim of increasing product functionality.1 This relatively new concept of health-promoting functional foods is a significant part of a growing global food trend that is becoming a secondary component of medical treatment.1 Functional foods provide a potential opportunity to rely less on the use of pharmaceuticals, resulting in high demand for beverages and food products that include health-promoting active ingredients.2
The potential functional food additive L-Theanine (L-THE) is a green tea amino acid that has shown to increase relaxation,3 decrease sleep disturbances4 and decrease anxiety and the stress response5 in its pure form in humans (healthy and non-healthy) via capsule intake. The recent increase in the commercial availability of this amino acid in its pure form has sparked an increase in its use globally. Furthermore, several commercially available food products contain L-THE, such as chewing gum, drinks and chocolate, each with their own respective claims related to health benefits.6,7 However, there is a paucity of clinically relevant evidence to support claims on the functionality embedded within food, as a functional food product. The processes utilized in the preparation of functional food products (i.e. high temperatures and changes in pH) can reduce the functionality of L-THE, while its combination with some ingredients (such as caffeine and other amino acids) may interfere with its absorption.3
Various studies report stress lowering effects (post-200 mg consumption in its pure form), demonstrated physiologically as reductions in heart rate (HR)8 as well as reductions in salivary cortisol that indicate the potential interaction between L-THE and hypothalamic-pituitary-adrenal (HPA) axis system responses.8,9 Moreover, consumption of L-THE (250 mg) is reported to halt the increase in blood pressure (BP)10 that is thought to occur due to L-THE’s effect on blood vessels in the peripheral nervous system via the mechanism of vasodilation, which could highlight the effect of L-THE on cardiovascular structures and the interaction between vascular tone and the BP response.3 These stress-related responses are heavily regulated by the autonomic nervous system (ANS), comprising the parasympathetic nervous systems (PNS) and sympathetic nervous system (SNS) that are key to maintaining allostasis, the process of achieving homeostatic stability through change.11,12
It is postulated that individuals with high allostatic resilience display healthier ANS responses. HR variability (HRV) is considered a reliable marker for ANS responses caused by internal and external stressors. It is specifically measured by changes between the highest points (R-R interval) of the heartbeat intervals observed on an electrocardiogram (QRS complex).1 Due to its effect on the stress response, we hypothesize that L-THE will influence the physiological outcomes of the ANS, including but not limited to HR, HRV, BP and the HPA stress response via the salivary biomarker cortisol.3,5,8 The consumption of L-THE has also been reported to have a profound effect on concentration and increasing alertness, which may improve the speed and accuracy of eye movements, and due to its effects on glutamatergic neurotransmission, may also alter neurophysiological responses in the retina.13 Furthermore, L-THE is proposed to affect cognitive performance and increase alertness14; therefore, investigating saccadic eye movements (SEMs; the shift in rapid eye movements between objects of visual interest), as well as contrast sensitivity (CS) and visual acuity (VA), which are markers of retinal function, may further the understanding of neurophysiological responses in humans post-L-THE consumption. Despite the gap in the literature that establishes a relationship between everyday food consumption and L-THE, investigating these responses may potentially highlight a relationship between an L-THE-containing functional food and the stress response.
Therefore, the aim of this clinical trial is to evaluate the effectiveness of the amino acid L-THE and its related health effects on physiological and visual responses as a functional food ingredient in a whey protein mango sorbet. The primary objective of this clinical trial is to determine the physiological responses of L-THE (200 mg) imbedded in the food matrix (mango sorbet) in comparison to supplementation of pure L-THE, implemented in a randomized, double-blind, placebo-controlled crossover design. The results of this study will form the basis for a potential new commercial food product that can provide an alternate new delivery method of L-THE at physiologically relevant levels to increase relaxation and alertness and reduce stress.
Methods
This protocol paper has been completed in accordance with the Standard Protocol Items: Recommendations for Interventional Trials (SPIRIT) checklist. This project has been approved by the Human Research Ethics Committee of the University of Canberra (2019-1534) and is registered by the Australian New Zealand Clinical Trials Registry: 12619000815167, Universal Trial Number: U1111-1228-6809. Participants will be informed about the study protocols and provided written consent. On completion of written consent, participants will then be deemed eligible to be screened to determine eligibility for participation. Recruitment of participants will occur at the University of Canberra Hospital: Specialist Centre for Rehabilitation, Recovery and Research, ACT Australia. In addition, clinical testing and all data collection will be conducted at the University of Canberra Health Hub, Australia in a standard optometry examination room in the University of Canberra Eye Clinic.
We will include healthy males, aged 18–65 years-old. Females will not be included in this study due to the potential interferences associated with menstrual hormonal changes on the stress responses that will be measured in this study.15 We will exclude participants if they consume functional foods that include stanol or sterol ester-containing margarine, or commercial dietary products/supplements associated with weight loss. Participants will be excluded if they currently experience or have had any known active pulmonary, hematologic, hepatic, gastrointestinal, renal, premalignant, malignant illnesses, or have diabetes (type I and type II) or any thyroid dysfunction, following previously conducted research in similar supplements.16 Participants will also be excluded if they have any of the following visual impairments: glaucoma, cataracts, age-related macular degeneration, strabismus, amblyopia, traumatic brain injury, blindness/partial sight or any other retinal disorder that may affect an individual’s visual function. For the purposes of the physiological measurements in this study, a qualified optometrist will oversee the interventions related to eyesight.
Interventions
The mango sorbet used in this study was developed and modified based on the formulation found in a recently published manuscript.16 The L-THE (Suntheanine™; Taiyo Kagaku Co., Ltd, Mie, Japan) was purchased from Ingredient Resources Australia and New Zealand Pty/Ltd (Sydney, NSW, Australia) and was the functional additive (200 mg/100 g w/w). The mangos, erythritol and whey protein concentrate were purchased from commercial suppliers. Despite L-THE being consumed ‘normally’ as a hot beverage, as a delivery matrix, sorbet was selected due to the favorable storage conditions of L-THE, such as low temperature (less than 4°C) and slightly acidic environment (pH range 5–6).17
The levels of L-THE administered in previous clinical trials range from a bolus of 100–900 mg daily, which is equivalent to the L-THE ‘normal’ concentration found in daily consumption of 6–12 cups of green tea,14,18,19 and the dosage of L-THE (200 mg) was selected based on the findings of previous studies that demonstrated the physiological effects of L-THE consumption related to the stress response and concentration.3,20,21 Whey protein was selected due to its ability to provide structural integrity to the sorbet. The development of the mango sorbet will adhere to hazard analysis and critical control points principles and good manufacturing practices.22 The mango sorbet will be prepared and adapted based on methods described in previous studies by Naumovski et al.16 For the preparation of the encapsulated interventions, gelatin capsules (size 3) will be filled with microcrystalline cellulose filler acting as the placebo, whilst 200 mg L-THE will be used to fill the active treatment capsules.
Intervention toxicology
Relatively recent health concerns about the use of green tea extracts further support the appropriate use of L-THE in its pure form rather than alongside other compounds that are commonly found in green tea and its extracts. Green tea extract-based products and their consumption in combination with protein supplements have safety risks; in particular, overconsumption of the green tea extract Garcinia cambogia has been reported to cause pattern liver injury.23 However, despite their mildly beneficial effects, when consumed in excessive doses, these green tea extracts’ compounds have the potential to cause significant health problems.23 To our knowledge, there are no adverse effects related to excessive intake of L-THE and Food Standards Australia and New Zealand recommend L-THE as a substance that can be added to herbal infusion tea bag/sachet (i.e. powder) at up to 2 g/100 g of total natural and added substance.24
Clinical sequence
The primary outcomes considered for this trial will be the change in biomarkers at pre-determined time points between 0 to 90 minutes. These measurements and their respective time points include:
Physiological responses
The effects of L-THE on sympathetic nervous system regulation of BP is of interest. The use of L-THE in its pure form indicate stress lowering effects and relaxation, expressed physiologically in the form of reductions in BP in response to a high stressors in adults.25 Furthermore, consumption of L-THE (250 mg) is reported to ameliorate the increase in BP related to certain stressful stimuli.10 This provides a rationale to assess its effect on the peripheral nervous system and cardiovascular structures that may affect vascular tone and the BP response.3
Changes in systolic BP (SBP)
Changes in diastolic BP (DBP)
Changes in mean arterial pressure (MAP) as determined by the formula:DBP+SBP−DBP3
All BP will be measured at 10-minute intervals, up to 90 minutes.
Changes in HRV will reflect the effects of L-THE on cardiac autonomic nervous system regulation, in particular relating to PNS activity (as indicated by changes in high frequency (HF) and low frequency (LF)).1 This interaction between L-THE and HRV may potentially highlight the response to food consumption and its relationship with disease.26
HR and HRV
Changes in HR as the total number of contractions/beats per minute
Changes in HRV as determined by the HF band (range 0.15–0.4 Hz) that reflects parasympathetic nervous system (PNS) activity26
Changes in HRV as determined by LF band (range 0.04–0.15 Hz) that represents baroreflex function as well as PNS activity27
The HR and HRV will be measured continuously for up to 90 minutes.
VA and contrast sensitivity (CS) are used as biomarkers of gross retinal function and are of interest as previous research has found L-THE alters neurophysiological responses in the retina.13 Analysis of SEMs provides an indication of cognitive processing and thus testing a visual reaction task, such as SEMs, could be a strong indicator of an individual’s state of alertness, focus, and eye movement control.28,29 Further, L-THE is known to strongly influence cognitive performance as well as increasing alertness14 and investigating SEMs may further the understanding of the neurophysiological responses to L-THE in humans.
Changes in habitual VA; the ability to high spatial frequency details of shapes or objects at a given distance
Changes in CS; sensitivity of the visual system to detect differences in the brightest and dimmest parts of a target
Changes in SEMs; rapid fixational eye movements designed to shift both eyes in the direction of an object of visual interest
The following changes will be measured:
Total number of fixations
Mean number of fixations in a row
Total number of rightwards saccades
Total number of regressions
Mean number of regressions in a row
Total number of regressions/total number of fixations
The VA, CS and SEMs will be measured at 15-minute intervals, up to 90 minutes.
Biochemical responses
Cortisol is secreted in a pulsatile manner that is reflective of the body’s natural circadian pattern and is reflective of an individual’s allostatic load that adapts in response to environmental changes and experiences, such as the consumption of food.8,30 It is also secreted in response to adverse aversive events of acute stress as well as to metabolism fluctuations.31,32 It has been postulated that doses of L-THE show positive interactions that result in the reduction of salivary cortisol levels.6,33
Changes in salivary cortisol
Salivary cortisol will be measured at 30-minute intervals, up to 90 minutes in duration.
Participant timeline
Participants will be required to attend a total of six visits: one information visit that will last up to 15 minutes and five clinical testing visits (each lasting up to 120 minutes). For the purposes of the five clinical testing visits, participants will receive no intervention in the first clinic visit, in order to establish baseline measurements, whilst the remaining four visits will be randomized for the consumption of one product per clinic (Fig. 1). These food products will include the two treatment products, both containing 200 mg of L-THE, one in the form of a whey protein mango sorbet, whereas the latter will be embedded within a gelatin capsule. The remaining two (placebo) interventions include a whey protein mango sorbet and the second is encapsulated microcrystalline cellulose, both without the added L-THE. Each clinic visit must be separated by a minimum of 48 hours washout period, to allow the metabolism and clearance of L-THE from circulation.21
Prior to attending clinic visits two through six, participants will be required to fast overnight (or for at least 8 hours prior to the visit) except for water consumption. Participants will be required to refrain from alcohol for 24 hours and caffeine for 12 hours prior to the commencement of the clinic visit, in order to prevent the potential for interaction between other bioactive compounds and the currently developed mango sorbet food matrix.
All physiological measurements for all clinic visits will begin after 10 minutes of each participant being seated in a sedentary position to ensure minimal fluctuation of BP or HR responses. Data accumulation will begin after complete consumption of the respective food product or capsule intervention (Table 1).
Table 1Participant timeline of biomarker tests performed over the 90-minute period
Procedures | Informed consent | Medical and visual history | Administer investigational producta | Height (cm) | Weight (kg) | BP (mmHg)b | HR (beats per minute) | HRVc | VA | CS | SEMs | Saliva collection |
---|
Screening | X | X | | X | X | | X | X | | | | |
Pre 0 minutes | | | X | | | | X | X | X | X | X | X |
0 minutes | | | | | | X | X | X | | | | |
5 minutes | | | | | | | X | X | | | | |
10 minutes | | | | | | X | X | X | | | | |
15 minutes | | | | | | | X | X | X | X | X | |
20 minutes | | | | | | X | X | X | | | | |
25 minutes | | | | | | | X | X | | | | |
30 minutes | | | | | | X | X | X | X | X | X | X |
35 minutes | | | | | | | X | X | | | | |
40 minutes | | | | | | X | X | X | | | | |
45 minutes | | | | | | | X | X | X | X | X | |
50 minutes | | | | | | X | X | X | | | | |
55 minutes | | | | | | | X | X | | | | |
60 minutes | | | | | | X | X | X | X | X | X | X |
65 minutes | | | | | | | X | X | | | | |
70 minutes | | | | | | X | X | X | | | | |
75 minutes | | | | | | | X | X | X | X | X | |
80 minutes | | | | | | X | X | X | | | | |
85 minutes | | | | | | | X | X | | | | |
90 minutes | | | | | | X | X | X | X | X | X | X |
Sample size, allocation and concealment
The sample size calculations are based on detecting changes in SEM responses. The total number of participants needed for this trial to ensure statistical significance (power = 0.8, alpha = 0.05) is 21 (obtained using the Harvard sample size calculator (hedwig.mgh.harvard.edu/sample_size/js/) as well as methods from previous studies.3,6 Based on a standard 80% power, alpha was set to 0.05 and a standard deviation of 55 ms in the latency of SEM, with a minimal detectable difference between mean SEM latency of 50 ms. A total of 50×100 g sorbets (25 with the added 200 mg L-THE and 25 without the added L-THE) as well as 50× sets of capsules (25 with the 200 mg L-THE and 25 with microcrystalline cellulose filler) will be produced, accounting for the potential withdrawal of participants from the trial. Participants will be recruited following responses to an advertising poster placed on the notice boards at the University of Canberra (Canberra, ACT, Australia) as well as email outlets delivered to all staff and students.
The products (mango sorbets and capsules) will be assigned selected numbers using the random number generation function within the Microsoft Excel 2016 (v16, Microsoft, Pennant Hills, NSW, Australia), before randomly assigning each category of the treatment to participants for consumption using the online application Research Randomiser (https://www.randomiser.org ). Allocated randomized treatment sequences will be achieved using a block randomization protocol (block size of 4) with 25 sets of 4 random sequenced numbers per intervention (randomizer.org) to ensure the mango sorbet and mango sorbets with the added L-THE administration are balanced between the participants. The sequence code will be placed in a sealed envelope and stored in a lockable cabinet belonging to a researcher not involved with the study. One of the investigators (JW) will solely be responsible for the enrolment of participants, assigning each individual a unique participant number, and responsible for providing each participant with their respective coded food product or capsule intervention. The code will be revealed only at the end of the trial once all participants have finalized all of their visits. Participant privacy and confidentiality will be assured at all times. All data (medical information, physiological results, and visual results) collected will be de-identified to protect participant anonymity. All academic journal publications that result from this clinical trial will be reported using de-identified data so that no individual data (personal details such as name, age and height) will be included. All collected biomarker data will be re-identifiable using a coding system allocated to each participant that allows for blinded data analysis. All participant information and data collected will be stored securely on a password-protected computer throughout the project and then stored at the University of Canberra for the required 15-year period after which it will be destroyed according to University of Canberra protocols. Any participant that voluntarily discontinues or deviates from the study protocol will have their personal information and data destroyed as per University of Canberra protocols.
Data collection methods
Changes in BP will be determined and adapted following the guidelines for the 2nd Australian National BP study.34 BP via arm cuff will be determined using the Visage Digital BP Monitor ABO 523 (Emergo, Sydney, Australia) calibrated against an OMRON HEM7130 BP monitor (Kyoto, Japan). Continuous readings will be taken on participants’ left arms for up to 90 minutes at each 10-minute time interval.16
HRV will be measured via an HR belt (Scosche Rhythm+ Armband HR Monitor; Oxnard, CA, USA) that measures HR and the time between R-R intervals of successive heartbeat complexes using Kubios HRV Standard 3.0.2 diagnostic device software (Kuopio, Finland). Participants are required to wear the belt placed over the intermediate cephalic vein on the upper left forearm whilst seated in a sedentary position during the clinic visit.35
Participants will have their threshold habitual VA measured seven times using a computer-generated Early Treatment of Diabetic Retinopathy Study chart during each of the respective clinic visits, occurring at 15-minute intervals from the commencement of the clinic for up to 90 minutes. VA will be measured using appropriately-scaled Sloane letters on the Thomson Software Solutions system (Hatfield, UK) located, via a mirror, at a viewing distance of 7.1 m. Letters on each line will be randomized using the Thomson testing software’s randomization function at each 15-minute interval to prevent learning effects. Whilst covering one eye with an occluder, and with the participants’ habitual correction (current glasses, contact lenses, or unaided) in place, participants will be instructed to read each line of five letters. Starting with the largest letters, participants will be prompted to identify each letter from left to right and continue down the chart until the participant can no longer correctly identify four of the five letters on a single row. This process will be repeated with the other eye. VA will be scored using a logarithmic minimum angle of resolution notation, on an optotype-by-optotype scoring basis, giving credit for all correctly identified letters.
To measure CS, participants will be required to complete seven CS tasks during each of the respective clinics, occurring at each 15-minute interval from the commencement of the clinic visit, up to 90 minutes. The CS task will be measured using a computer-generated CS test (Thomson Software Solutions) with a Sloan letter set (fixed size equivalent to 6/24) and based on the principles of the Pelli-Robson CS test.36 Letters will be randomized using the Thomson testing software’s randomization function at each 15-minute interval to prevent learning effects. Measurements will be conducted monocularly with the participant’s habitual correction in place. Participants will be instructed to read each triplet of letters of equal contrast aloud from a viewing distance of 1 meter from a 24-inch monitor. The letter contrast will then be reduced in 0.15 log CS steps until the participant cannot correctly identify any two of the three letters in the triplet. This process will be repeated with the other eye.
For SEMs, the TobiieyeX 4C eye tracking device (Stockholm, Sweden) will be used to record SEMs using the Thomson Software Solutions Clinical Eye Tracker software version 18.04. Participants will be required to complete seven 1-minute SEMs tasks during each of the respective clinic visits, occurring at each 15-minute interval from the commencement of the clinic visit, up to 90 minutes. Participants will be required to be in a sedentary position with a laptop screen at eye height no more than 75 cm from their eyes and prompted to accurately focus on two red stimulus dots that constantly interchange on a black background (stimulus size: 10; amplitude of SEMs ± 20 degrees; angle between two fixation points: 0 degrees (horizontal presentation of stimuli); timing of alternating stimuli: 400 ms).
To measure salivary cortisol, the collection schedule will require participants to provide four 2-mL saliva samples for the baseline clinic visit (the first day with no intervention) and for each of the respective clinic visits (one saliva sample prior to the food/capsule consumption and three post-food consumption, at time intervals of 30, 60 and 90 minutes). The collection times are intended to reflect the activity in which L-THE reaches peak blood circulation post-pure 200 mg intake.5 Salivary cortisol levels peak approximately 20 minutes post-HPA axis activation; therefore, if stress is increased during the clinic visit, this will reflect the relationship between L-THE and stress. Participants will be instructed with a demonstration on how to provide saliva samples via the passive drool method following protocols described by McKune et al.30 (2014) that is to be collected over a 3-minute unstimulated period, wherein participants lean forward and passively let saliva fall into a collection tubule.30,37 Saliva samples will be stored in a freezer (−18 °C) until cortisol analysis.37 The time of collection is to be recorded for all samples. Salivary cortisol is to be measured by enzyme-linked immunosorbent assay kits purchased from a commercial supplier (Stratech Scientific APAC Pty, Ltd, Mona Vale, NSW, Australia) and analyzed in duplicate, based on the manufacturer’s instructions (Salimetrics, LLC, State College, PA, USA). Samples from the same participant will be tested using the same analysis kit to avoid between-person variability.
The obtained HR and HRV R-R interval data will be exported from the HR monitors via the Elite HRV phone application (Elite HRV Inc, Asheville, NC, USA) for time domain and spectral HRV analysis using the Kubios HRV Standard 3.0.2 diagnostic device software and exported as a note file. All R-R interval artefacts will be manually corrected using previously described methods36 and the HF and LF HRV values will be log-transformed prior to analysis. Total area under the curve, the primary model for analysis for time effects for between-group time relationships for the entire 0−90 min block for salivary cortisol, BP, visual and all HR data will be analyzed using the repeated measures ANOVA. If data is not normally distributed, then the non-parametric equivalent will be applied. Level of significance will be set at alpha of 0.05. Data will be analyzed using the SPSS v25 (IBM Corp, Armonk, NY, USA).
In the event of a clinical trial adverse event (i.e. any untoward medical occurrence in a subject due to administered food product or external factor, without regard to the possibility of a causal relationship), the subject will cease taking the food product immediately and be withdrawn from the study. Further, the lead researchers will be responsible for ensuring the participant receives the relevant medical attention.